We Practice Microcap Corporate Finance and Securities Law
Capital Raising, Securities Offerings, and Going Public Transactions
The Firm assists private businesses, entrepreneurs, and investment funds with (1) initial public offerings (IPOs), (2) direct public offerings, (3) Regulation A+ offerings,(4) private placements (PPMs) under Regulation D, (5) reverse mergers, (6) secondary public or follow on offerings, (7) bridge loans, (8) equity crowdfunding, (9) private investments in public equity (PIPE), (10) convertible debt issuances, (11) tender offers, (12) Rule 144A financings, (13) exchange offers, and (14) high-yield and investment-grade debt issuance.
Securities Regulation, Compliance, Filings, and Disclosures
We are fast, responsive, and cost effective for financial statement reporting and disclosures. We do filings such as a 10K, 10Q, 8K, 14F, 14C or 14A, 13D, 13D amendments. We help clients with routine legal opinions such as Rule 144 letters, Rule 4(a)(1) letters, and Rule 3(a)(10) letters.
Change of Control Transactions: M&A, Asset Purchases, and Divestitures
We are practical and effective in mergers & acquisitions, asset purchases acquisitions and sales of public and private companies, divestitures or spin-offs of divisions or business units, purchases and sales of minority and controlling stock positions, cross-border transactions, going private transactions, and joint ventures
We help in the formation of investment funds and assist parties in resolving investor/fund disputes.
Private companies and corporations, public corporations, investment management firms and professionals, investor relations professionals, corporate executives, broker-dealers, investment advisers, underwriters, placement agents, institutional investors, selling shareholders, family offices, and hedge funds.
General Corporate Law and General Counsel Services for Pink Sheet and Bulletin Board Companies
We offer general counsel services to businesses and entrepreneurs that include business contract analysis, review, and drafting. We also assist clients in employment litigation defense. We assist our clients with business formation, shareholder agreements, employment agreements, stock option plans, and licensing agreements. Our commercial litigation practice defends businesses involved in disputes.
Use the form below to contact us regarding your legal inquiry. Please be as detailed as possible. Include your industry along with any specific document requests. To help us best service your inquiry, we recommend that you first describe the issue you’re having before telling us what you want to achieve. You may also email or call us to make an appointment.