Welcome to a law practice focused on finance, capital markets, and securities
I am a U.S. securities lawyer. I focus my practice on public offerings/going public transactions, reverse mergers, initial coin offerings (ICOs), private placements, mergers & acquisitions, public company filings, PIPEs, secondary offerings and other corporate finance work in the middle market/microcap space. I am also involved in the formation or revival of public shells as vehicles for going public transactions.
My clients include private companies and entrepreneurs seeking capital or hoping to go public. I help foreign private issuers list on American exchanges. I also assist private companies and startups with PPMs and angel/venture capital funding negotiations.
Securities Counsel for Public Corporations
We offer several corporate finance and securities services for nanocap or microcap public companies including financial statement reporting (10-K, 10-Q, 8-K, Form 10, etc.), secondary offerings, private investments in public equity (PIPEs) documentation, and merger/spin-off strategies.
We assist micro and small cap private and public companies including smaller reporting companies and emerging growth companies navigate the regulatory landscape and effectively deal with the SEC, FINRA, DTC, OTC Markets, NASDAQ, and the NYSE.
We are experienced in traditional and reverse mergers, roll-ups, direct public offerings, initial public offerings (IPOs), private placements, blue sky compliance, OTC Markets, OTCQB, OTCQX, Alternative Reporting Issuers, Forms 10, S-1, S-3, S-4, S-8, Reg A+, SEC filings such as 10-K,10-Q, 8-K, 14-C, 14-A, Forms 3, 4, and 5, Schedule 13D and 13G, equity lines, convertible notes, PIPE transactions, 3(a)(10), 3(a)(9), Rule 144 opinions, 15c-211 applications, board of director and audit, compensation and nominating committee issues.
Going Public Lawyer for Private Companies
The Firm is involved in going public transactions or taking companies public through initial public offerings, direct public offerings, slow public offerings, or reverse mergers. We offer several different methods and strategies to go public.
Headquartered in Washington, D.C., the firm represents U.S. and international clients.
Get in touch with us to set up a consultation, or use the contact form at the bottom of this page to inquire whether our services are right for you.
Contact
➤ LOCATION
1101 Connecticut Ave NW Suite 450
Washington, DC 20036
☎ CONTACT
destiny@aigbelaw.com
+1 (202) 854-8386
Hours
Available 24/7
Resources
OTC Markets: Pink Sheet Listing
Market Reflexivity & The Public Company
5 Things to Consider Before Going Public
Compliance Guidance for NYSE MKT
Public Company SEC Reporting Requirements
Smaller Reporting Companies (SRCs)
Business Development Companies
Specialized Legal Assistance for Emerging Growth Company
Mergers And Acquisitions; Board Of Directors Responsibilities
Public Market Listing Standards
Mergers And Acquisitions: Types Of Transactions
Mergers And Acquisitions – The Merger Transaction
Anatomy of a Stock Purchase Agreement
Intro to M&A Representations and Warranties
Anatomy of an Asset Purchase Agreement
Required paperwork for purchasing or selling a business
Private M&A Transaction Process
SEC Fall 2023 Regulatory Agenda
The Corporate Transparency Act – What You Need To Know
SEC Issues Staff Report On Accredited Investor Definition
NASDAQ Amends Rules For Waivers To Code Of Conduct
SEC Suspends New Share Repurchase Disclosure Rules
SEC Adopts Revisions To The Privacy Act
SEC Adopts Final Rules On SPACS, Shell Companies And The Use Of Projections – Part 2
SEC Publishes Sample Comment Letter Regarding XBRL Disclosure
SEC Approves Final Regulations Regarding SPACs, Shell Entities, and Projection Utilization - Part 3
Nasdaq Listing Deficiencies And Delisting– Part 2
SEC Adopts Final Rules On SPACS, Shell Companies And The Use Of Projections – Part 5
SEC Gains Final Judgment Against Trader Jason C. Nielsen’s Arrayit Stock Price Manipulation
SEC Gains Final Judgement Against Patrick Churchville Involved In Ponzi-Like Scheme
SEC Secures Final Judgement Against Fernandez In Jonathan William Mikula Case
SEC Gains Final Judgment Against Co-Defendant Fabrizio Di Carlo In Microcap Fraud Scheme
SEC Secures Judgements Against Halitron, Inc. And Its CEO Bernard Findley Following Trial
Foreign Private Issuers Going Public in the U.S.
Costs and Methods for Going Public
S-1/Reg. A+ Registration Statement Process
Advantages of Going Public and Listing on a Stock Exchange
NASDAQ Capital Markets Listing Standards
Legal Guidance For Public Company SEC Reporting Requirements
The 211 Rules And Shell Companies
Mergers And Acquisitions; Board Of Directors Responsibilities
SPAC IPOs A Sign Of Impending M&A Opportunities
The New Role of Private Equity Firms
M&A Disclosure – Annotated Form 8-K
Material Adverse Effect Clauses
How to take control of a Board through written consents
I’m buying a company. How do I know exactly what I’m getting?
What you need to know about M&A letters of intent
What you need to know about M&A confidentiality agreements
Part 1: Reporting Requirements for Beneficial Shareholders in Section 13
The New 10-K Requirements For Annual Report Season
Section 13 – Beneficial Shareholder Reporting Requirements – Part II
Nasdaq Adopts New Reverse Split Rule Change
SEC Adopts Final Rules On SPACS, Shell Companies And The Use Of Projections – Part 1
SEC Publishes Sample Comment Letter Regarding XBRL Disclosure
Nasdaq Listing Deficiencies And Delisting – Part 1
Nasdaq Listing Deficiencies And Delisting – Part 3
Enhancing Audit Quality: SEC Approves Modernized Confirmation Process for Public Companies
Revolutionizing Equities Trading: The Rise of 24X National Exchange
SEC Charges Four Long Island Men With Perpetrating $2 Million “Free-Riding Scheme”
SEC Secures Final Judgement Against Dills In Joseph A. Padilla Case
SEC Charges Steve Burns Lordstown Motors Former CEO For Misleading Investors
SEC Obtains Final Judgment Against Co-Defendant Daniel Cattlin In A Microcap Fraud Scheme
SEC’s Statement On Jury’s Verdict In Trial of Mathew Panuwat For Insider Trading
“We are dedicated to the intersection of finance, capital markets, securities, and the law.”
Let's Chat.
Use the form below to contact us regarding your legal enquiry. Please be as detailed as possible. Include your industry along with any specific document requests. To help us best service your enquiry, we recommend that you first describe the issue you’re having before telling us what you want to achieve. You may also email or call us to make an appointment.