Welcome to a law practice focused on finance, capital markets, and securities
I am a U.S. securities lawyer. I focus my practice on public offerings/going public transactions, reverse mergers, initial coin offerings (ICOs), private placements, mergers & acquisitions, public company filings, PIPEs, secondary offerings and other corporate finance work in the middle market/microcap space. I am also involved in the formation or revival of public shells as vehicles for going public transactions.
My clients include private companies and entrepreneurs seeking capital or hoping to go public. I help foreign private issuers list on American exchanges. I also assist private companies and startups with PPMs and angel/venture capital funding negotiations.
Securities Counsel for Public Corporations
We offer several corporate finance and securities services for nanocap or microcap public companies including financial statement reporting (10-K, 10-Q, 8-K, Form 10, etc.), secondary offerings, private investments in public equity (PIPEs) documentation, and merger/spin-off strategies.
We assist micro and small cap private and public companies including smaller reporting companies and emerging growth companies navigate the regulatory landscape and effectively deal with the SEC, FINRA, DTC, OTC Markets, NASDAQ, and the NYSE.
We are experienced in traditional and reverse mergers, roll-ups, direct public offerings, initial public offerings (IPOs), private placements, blue sky compliance, OTC Markets, OTCQB, OTXCX, Alternative Reporting Issuers, Forms 10, S-1, S-3, S-4, S-8, Reg A+, SEC filings such as 10-K,10-Q, 8-K, 14-C, 14-A, Forms 3, 4, and 5, Schedule 13D and 13G, equity lines, convertible notes, PIPE transactions, 3(a)(10), 3(a)(9), Rule 144 opinions, 15c-211 applications, board of director and audit, compensation and nominating committee issues.
Going Public Lawyer for Private Companies
The Firm is involved in going public transactions or taking companies public through initial public offerings, direct public offerings, slow public offerings, or reverse mergers. We offer several different methods and strategies to go public.
Headquartered in Washington, D.C., the firm represents U.S. and international clients.
Get in touch with us to set up a consultation, or use the contact form at the bottom of this page to inquire whether our services are right for you.
Use the form below to contact us regarding your legal enquiry. Please be as detailed as possible. Include your industry along with any specific document requests. To help us best service your enquiry, we recommend that you first describe the issue you’re having before telling us what you want to achieve. You may also email or call us to make an appointment.